CITY SLICKERS FOUND GUILTY
7 Dec 2005 05:15 PM
Two of the three men accused of using the Daily Mirror 'City
Slickers' column to inflate share prices have been found guilty today
at Southwark Crown Court, following a DTI prosecution. A third
pleaded guilty at an earlier hearing.
The jury found that former Daily Mirror financial journalist James
Hipwell and private investor Terry Shepherd conspired together with
Anil Bhoyrul a former Daily Mirror financial journalist to use the
City Slickers column to boost the value of their investments between
August 1999 and February 2000.
Competition Minister Gerry Sutcliffe said:
"Today's verdict should send out a clear message that the Government
will take action against those who break the law for their own
financial gain. The DTI is committed to establishing and maintaining
fair markets."
Terry Shepherd, a former day-trader who was in regular contact with
Hipwell and Bhoyrul benefited from the 'tips' they featured in the
column. He encouraged and assisted their activities by publishing
advance notice of the tips on internet bulletin boards and, in the
latter days, contributed ideas for tips.
Anil Bhoyrul pleaded guilty to the conspiracy on 11 August 2005, but
Court restrictions prevented that plea being reported until today.
Hipwell and Shepherd denied the charges against them.
The investigation began in January 2000 when the London Stock
Exchange alerted the DTI's Companies Investigation Branch to a 'very
significant rise' in the shares of Viglen Technology plc. The
Secretary of State duly appointed inspectors to ascertain whether
there may have been a contravention of the insider dealing
legislation.
As a result of their findings, a criminal investigation was
undertaken by Investigation Officers of the DTI Investigation
Officers Section. They discovered a pattern of "purchase, tip and
sale" of shares and evidence of an agreement between the Bhoyrul,
Hipwell and Shepherd to use the City Slickers column to manipulate
the market.
Between August 1999 and February 2000, James Hipwell made more than
£40,000, Anil Bhoyrul around £14,000 and Terry Shepherd made around
£17,000.
Sentencing will take place after the 17th January.
Notes to editors
1. Anil Bhoyrul, James Hipwell and Terrence Shepherd were charged
with conspiracy to contravene section 47(2) of the Financial Services
Act 1986 contrary to section 1(1) of the Criminal Law Act 1977.
2. The maximum sentence in the Crown Court is seven years
imprisonment and/or an unlimited fine.
3. The DTI will not bring a similar case in future because the
offence contrary to s. 47 of the Financial Services Act 1986 has been
repealed and replaced by s. 397 of the Financial Services and Markets
Act 2000. That Act also refers enforcement of the offence to the
Financial Services Authority.
4. Reporting the guilty plea of Anil Bhoyrul was not allowed in order
to prevent prejudice to the trial of Hipwell and Shepherd.
Chronology of events
January 2000 Daily Mirror's 'City Slickers' column Viglen shares
tipped (18/01/00)
January 2000 London Stock Exchange reports very significant rise of
Viglen Technology plc to the DTI
January 2000 Secretary of State appoints Company Investigations
Branch to investigate insider dealing and DTI lawyers prepare for
prosecution.
February 2002 - June 2004 Criminal investigation into five suspects
for insider dealing
June 2004 - Criminal proceedings commence against Bhoyrul, Hipwell
and Shepherd for the offence on the indictment.
23 August 2004 - The three defendants were summonsed to appear before
Thames Magistrates' Court. The defendants were sent to Southwark
Crown Court for trial.
20 September 2004 - First administrative hearing at Southwark Crown
Court.
18 and 22 April 2005 - Application to dismiss the charge at the Royal
Courts of Justice.
The applications were unsuccessful and on 29 April 2005, all three
defendants were arraigned and pleaded not guilty. A number of
directions were given preparatory to the trial which was set for 17
October 2005.
11 August 2005 - Bhoyrul changed his plea to guilty.
11 and 14 October 2005 - further arguments to dismiss the case. These
were unsuccessful
17 October 2005 - trial started
07 December 2005 - Guilty Verdict