FORMER CRYSTAL PALACE FOOTBALL BOSS BANNED FROM MANAGEMENT
16 Dec 2003 12:45 PM
A director of a professional football club and other businesses has
given a Disqualification Undertaking not to hold directorships or
take any part in company management for 10 years.
The Undertaking by Mark Goldberg, age 40, of Farringleys, Holwood
Estate, Westerham Road, Keston, Kent, was given in respect of his
conduct as a director of Crystal Palace FC (1986) Limited, which
carried out business from premises at Selhurst Park, London SE25 6PU.
Acceptance of the Undertaking on 9 October 2003 prevents Mr Goldberg
from being a director of a company or, in any way, whether directly
or indirectly, being concerned or taking part in the promotion,
formation or management of a company for 10 years. The
disqualification took effect on 30 October 2003.
Crystal Palace FC (1986) Limited (CPFC) was placed into
administration on 31 March 1999. It had estimated debts of £30
million owed to creditors and some 40 staff were made redundant.
Mr Goldberg was also a director of the following failed companies in
which the Secretary of State for Trade & Industry considered there
was unfit conduct:
- Allowclear Limited (Allowclear), a holding company for CPFC that
went into liquidation on 26 May 1999 with estimated debts of £4.3
million owed to creditors;
- MG Investments Limited (MGI), a holding company for a sports
management and leisure industry group, which went into liquidation
on 12 March 1999 with estimated debts of £4.1million owed to
creditors;
- Land Developments Corporation Limited (LDC), which went into
liquidation on 12 March 1999 with no assets and liabilities of £2.5
million;
- Data Scanning Services Limited (DSS), which went into liquidation
on 22 April 1999 with no assets and liabilities of £1.2 million.
Matters of unfit conduct not disputed by Mr Goldberg were that he:
With regard to CPFC
1 took unwarranted risks with creditors' money by causing or
permitting CPFC to continue to trade between June 1998 and 31 March
1999 (when the company went into administration);
2 caused or permitted CPFC to incur a liability of £1,200,000 to Mr
Padovano, a footballer who played for Crystal Palace, a collateral
benefit of which was the settling of his personal liabilities and
those of an associated company, Sports Management Corporation Group
Limited;
3 caused or permitted a minute purporting to record a resolution of
the board of CPFC on 28 October 1998 approving an agreement under
which CPFC was to pay Mr Padovano £1,200,000, to be produced: in fact
no such resolution had been passed;
4 caused or permitted CPFC to agree to forego the payment to it of
£400,000 by Wolves in return for Wolves forgoing the payment of an
equivalent sum from him;
5 failed to ensure that CPFC's board was aware of the onerous terms
on which CPFC was to employ Mr Venables as its head coach and, to the
contrary, caused or permitted the board to be misled as to such
terms;
6 failed to ensure that the affairs of CPFC were subject to proper
financial control.
With regard to Allowclear
1 failed to ensure that Allowclear maintained and /or preserved
adequate accounting records and /or failed to deliver such records.
2 failed to co-operate with the Official Receiver by failing to
complete a receipts and payments account in respect of Allowclear (as
required by Section 235 of the Insolvency Act 1986, and Rule 4.39 of
the Insolvency Rules1986) and with the liquidator of Allowclear by
failing to respond to any of his correspondence.
With regard to MGI
1 caused or permitted a loan made by an individual for the benefit
of CPFC (which was paid into MGI's bank account) to be used for other
purposes despite the fact that he gave an express assurance that the
money would immediately be transferred to CPFC;
2 caused or permitted a substantial part of a loan made by Tramp
Group Limited to Allowclear for the purchase of shares in CPFC and
the working capital requirements of Allowclear and/or CPFC (which was
paid into MGI's bank account) to be used for other purposes;
3 caused or permitted all or part of a loan made by the Mark
Goldberg Charitable Trust to Allowclear for the purpose of the
acquisition by Allowclear of an interest in an Australian football
club (which was paid into MGI's bank account) to be used for other
purposes;
4 failed to ensure the affairs of MGI were subject to proper
financial control.
With regard to LDC
1 caused or permitted LDC to enter into a transaction that conferred
a substantial benefit on him, namely the assignment by the company to
him of the benefit of a contract for the purchase of the Holwood
Estate in return for the payment of £1;
2 caused or permitted LDC to incur liabilities in relation to the
Holwood Estate that were not for the benefit of the company but
benefited him personally.
With regard to DSS
1 caused or permitted DSS to incur liabilities in respect of
salaries, expenses and leased equipment that were not for the benefit
of DSS but benefited another company, Synovate Limited.
The Insolvency Service, on behalf of the Secretary of State for Trade
& Industry, has responsibility (under Section 6 of the Company
Directors Disqualification Act 1986) for the investigation of the
conduct of directors of failed companies and for the disqualification
of those who are considered to be unfit to be involved in the
management of companies in the future.
The Undertaking was given after an investigation by the Public
Interest Unit of the Insolvency Service and the launch of a
disqualification action by the Insolvency Service on behalf of the
Secretary of State.
Notes to editors
1. On 26 November 2003 He's co-director, James Flannagan McAvoy, was
found to be unfit by a High Court Judge and the period of
disqualification will be determined at a future hearing.
2. The proceedings do not concern Crystal Palace FC (2000) Limited,
the company under which Crystal Palace Football Club is now operated.
3. The Insolvency Service Public Interest Unit is headed by an
Official Receiver and deals with high profile cases, often involving
media attention and mostly requiring in depth investigations. Such
cases include companies wound up as a result of petitions presented
by the Secretary of State on public interest grounds (not the case in
this instance).
4. The Insolvency Service is an executive agency of the Department of
Trade and Industry with responsibility for both the regulation of
Insolvency Practitioners and for company directors'
disqualifications.
5. Insolvency Practitioners are authorised to deal with the
administration of a range of company insolvency procedures including
administrations and administrative receivership and creditors'
voluntary liquidation. Insolvency Practitioners are required to
report to the Insolvency Service on the conduct of company directors'
work in each of these proceedings with a view to identifying
behaviour that might make these directors unfit to be involved in
company management in the future.
6. The Insolvency Service considers the voluntary practitioners'
reports and, where appropriate, will investigate the conduct of
directors with a view to taking disqualification proceedings on
behalf of the Secretary of State.
7. A court can disqualify directors from directorships and
involvement in the management of companies for between two and 15
years for unfit conduct. If a director breaches a Disqualification
Order they can be prosecuted and may be punished by a fine, a prison
sentence of up to two years, or both, and may be made personally
liable for the company debts.
8. Directors who accept that their conduct is unfit can give an
Undertaking to the Secretary of State that they will not become
involved as a director or in the management of a limited company for
an agreed period of between two and 15 years. This avoids a court
process, but the penalties for breach of an Undertaking are the same
as for breach of a court order.
9. Companies House maintains a public register of disqualified
directors that can be viewed at www.companieshouse.gov.uk. Addresses
given are those correct at the time of the company failure, but may
not now be current.
10. Members of the public who think that they know of any person who
is acting in breach of a Disqualification Order or Undertaking should
report that person's details to The Insolvency Service Disqualified
Directors Hotline on 0845 601 3546 (24 hour message service). General
enquires to The Insolvency Service should be addressed to the General
Enquiries Help line on 020 7291 6895.
For further information about The Insolvency Service and
disqualification see www.insolvency.gov.uk
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