31 Mar 2009 03:02 PM
Nine year ban for Director of Care Homes Group

INSOLVENCY SERVICE News Release (Coms/Ins/49) issued by COI News Distribution Service on 31 March 2009

A former director of the Absolute Care Group has been banned for nine years for actions which include dishonesty and failing to keep proper accounting records following an investigation by Companies Investigation Branch (CIB) of the Insolvency Service.

Carl Richard Hughes was a director and the controlling shareholder of the Absolute Care Group of companies that operated some 21 care homes in the UK. An investigation by the Companies Investigation Branch concluded that he was 'unfit to be concerned in the management of companies'.

The investigation into his conduct as a director found that he dishonestly obtained (or produced) false invoices with values of not less than £170,900 to conceal personal expenditure for the benefit of himself and his family. He approved and signed inaccurate accounts where personal costs had been treated as corporate expenditure and signed dormant accounts that were false and misleading for the trading period in question. He also failed to keep proper accounting records, understated turnover, breached the Companies Act by taking out illegal loans and failed to file accounts in time.

Mr. Hughes had become the ninth director of the group to be disqualified. When disqualifying him, the High Court Registrar Mr. Nicholls concluded that his standard of competence and probity fell "substantially and significantly short of that expected from a director" and that his conduct "when taken cumulatively amounts to deliberate or reckless conduct and in part was dishonest and designed to benefit Mr. Hughes himself". Another eight former directors from the group were also banned for a total of 30 years after they offered undertakings not to be involved in the management, formation or promotion of a registered or limited company.

Company Details

The companies in the group are: UK Property Investment Fund Limited GB Property Investment Fund Limited, Lincolnshire Property Investment Fund Limited, Staffordshire Property Investment Fund Limited (collectively 'the PIF companies'), Paramount Healthcare UK Limited ('Paramount'), Universal Healthcare Limited ('Universal'), Barclays Investment UK Limited, Central Banco Developments Limited and RNHP Limited. A further 21 companies operated each of the care homes on a day-to-day basis under management agreements with the PIF companies. These were known as the 'Alphabet' companies as they used the initial letters of each of the care homes concerned. For example, a company called NLCHB Limited operated the Nash Lee care home. Other companies provided administrative and financial functions within the group.

The details of unfit conduct for Mr. Hughes are as follows:

* That as a director of Lincolnshire PIF, UK PIF, GB PIF and/or Paramount he procured the creation of false invoices for the purpose of dishonestly concealing personal expenditure by these companies for the benefit of himself and his family. The value of the invoices was not less than £141,000 in the case of one supplier and £29,900 in relation to another supplier. The invoices purported to show charges in respect of building works at various care homes when the works had, in fact, been carried out at a property owned by Mr. Hughes and his wife.

* That he approved and signed accounts for UK PIF and GB PIF which were inaccurate and not true in that they treated personal costs of Mr. Hughes as corporate expenditure.

* That he approved and signed dormant accounts for Universal PIF for the period ended 5 April 2003 knowing they were false and misleading in that it was trading during the period in question.

* That as a director of UK PIF and GB PIF he failed to cause the companies to maintain accounting records that complied with the requirements of section 221 of the Companies Act 1985. In particular he failed to distinguish between his personal expenditure and that of the companies such that it is reasonable to conclude that he had no intention of declaring such expenditure.

* That as a director of UK PIF and GB PIF he approved filed accounts which understated turnover by £3,930,705 and £3,849,050 respectively by failing to include residents' fee income.

* That as a director of UK PIF, GB PIF and Universal he caused or permitted these companies to make substantial loans to himself which at 5 April 2005 were calculated as £560,257 contrary to section 330(2) of the Companies Act 1985.

* That as a director of GB PIF he caused this company to withhold substantial sums due to MBCHB Limited and NLCHB Limited at the expense of those companies and their creditors.

* That as a director of UK PIF, GB PIF, Staffordshire PIF and Lincolnshire PIF he failed to cause these companies to file accounts by the date on which they were due in accordance with section 244 of the Companies Act 1985.

Notes to Editors 1. The disqualification order for Mr Hughes takes effect from 8th April 2009.

2. Disqualification undertakings were given by eight directors in the group (current and former). The disqualifications were accepted under Section 8 of the Company Directors Disqualification Act (CDDA 1986) as follows:

Jacqueline Margaret Haldane           7 years
      Wendy Ann Conn                        4 years
      Philip Leach                          4 years
      Sylvia Ann Chalkley                   3 years
      Kenneth Samuel Harper                 3 years
      Marilyn Ann Lunnon                    3 years
      Melvyn Edward Watson                  3 years
      Susan Lepori                          3 years 


4. The names of the 21 'Alphabet' companies are as follows: BGCHL LIMITED;HARCHC LIMITED; CVCHD LIMITED; VVCHS LIMITED; TLCHS LIMITED; SFPCHN LIMITED; SCCHN LIMITED; MLCHN LIMITED; RVCHS LIMITED; LBCHS LIMITED; SWCHB LIMITED; BHCHS LIMITED; NLCHB LIMITED; MBCHB LIMITED; HVCHS LIMITED; LGCHN LIMITED; TMPCHB LIMITED; GSCHB LIMITED; LMCHD LIMITED; APCHP LIMITED; HLCHL LIMITED;

5. Companies Investigation Branch ("CIB"), part of the Insolvency Service, carries out confidential enquiries under Section 447 of the Companies Act 1985 ("s447") and, where necessary, takes further action in the name of the Secretary of State. This can include winding up proceedings in the public interest or disqualification proceedings against directors under Section 8 of the Company Directors Disqualification Act 1986. The Absolute Care Group of companies was investigated under s447 and this provided evidence to support the disqualification proceedings against nine current and former directors in total.

6. Section 8 of the Company Directors Disqualification Act 1986 allows the Court to make a disqualification order of up to 15 years for unfit conduct. On 2 April 2001, amendments were introduced by the Insolvency Act 2000 allowing directors, with the agreement of the Secretary of State, to avoid the need for a Court hearing by offering an acceptable disqualification undertaking. This has the same legal effect as a disqualification order made by the Court and usually includes a schedule identifying the director's unfit conduct. The consequences of breaching a disqualification undertaking are the same as those for breaching a disqualification order; a fine or imprisonment for up to two years.

7. The Insolvency Service administers the insolvency regime investigating all compulsory liquidations and individual insolvencies (bankruptcies) through the official receiver, to establish why they became insolvent. The Service also authorises and regulates the insolvency profession; deals with disqualification of directors in corporate failures; assesses and pays statutory entitlement to redundancy payments when an employer cannot or will not pay employees; provides banking and investment services for bankruptcy and liquidation estate funds; and advises ministers and other government departments on insolvency law and practice.

8. Companies House maintains a public register of disqualified directors that can be viewed at http://www.companieshouse.gov.uk.

9. Members of the public who think that they know of any person who is acting in breach of a disqualification order or undertaking should report that person's details to The Insolvency Service Enforcement Hotline on 0845 601 3546 (24 hour message service).

10. For further information about Companies Investigation Branch, the Insolvency Service and disqualifications see: http://www.insolvency.gov.uk

11. Media enquiries should be directed to: Lorna Dennis, Communications Manager, Insolvency Service, 21 Bloomsbury Street, London, WC1B 3QW. Telephone: 020 7637 6279.